Investment Portfolio Manager

Rapidly growing boutique investment advisory firm in East Greenwich, RI seeking aspiring talent in our Investment Management department. The ideal candidate brings at least 3 years’ comparable experience in an investment management firm (registered investment advisor), broker dealer, or trust company and possesses a strong work ethic and an amiable attitude that contributes to the esprit de corp of our office!

The Portfolio Manager (PM) supports a fast-paced, multi-branch/advisor office in discretionary asset management for high net worth family clients and corporate retirement plans. Primarily responsible for portfolio management activities, trading, and rebalancing to model targets in Black Diamond® and RedBlack®. Portfolios are comprised primarily of mutual funds and ETFs but may also include individual stocks and bonds, 1940 Act registered and Reg. D alternative investments, separately managed accounts (SMAs) and Unified Managed Accounts (UMAs).

Assist in securities research and model development using Morningstar Direct® and Value Line®. Employs experienced professional judgment using best practices.

Job Responsibilities:

Monitor and manage accounts in a discretionary, fiduciary capacity to maintain compliance with risk-based Investment Policy Statements, model targets, and applicable regulations
Facilitate client cash flow needs, tax preferences, and unique circumstances
Assist the Chief Investment Officer and Sr. Portfolio Manager in preparing quarterly deliverables for fiduciary review meetings and performance reports
Maintain strong relationships with clients and co-workers through excellent written, verbal, and face-to-face communications
Maintain strong knowledge of economic and global financial markets
Maintain expertise in a handful of assigned industries and companies
Identify opportunities for improvement portfolio management practices and processes and make recommendations
Collaborate with the investment team and investment committee to perform due diligence on new investment opportunities, processes, and technology

Key Competencies:

Strong quantitative and qualitative skills to efficiently evaluate complex investment strategies and develop recommendations
Critically assess risk management and opportunities using information gleaned from a variety of direct and third party sources (Mosaic Theory). Understand and evaluate risk and performance metric reporting.
Multi-task effectively and manage competing priorities in a fast-paced environment
Maintain a thorough understanding of economics, financial markets, industry trends, emerging issues and technologies, and risk management practices
Attend relevant industry conferences and meetings
Demonstrate sound judgment and calm, well-reasoned decision making in fast-paced situations that may involve complex issues, market actions, and potentially opposing viewpoints.
Compose high quality and influential direct written correspondence advocating the firm’s approach and philosophy to wealth management clients, asset manager contacts, and centers of influence.
Serve as a valuable department resource on high-level projects, workgroups, and strategic initiatives. Provide expert commentary on proposed revisions to policy and procedures.
Personality that is open to change and strives for constant improvement

Job Qualifications:

CFA designation strongly preferred
Series 65
Bachelor’s degree
3-5 years of related work experience (preferably, in a small-to-mid sized RIA)
Retail and Institutional client experience and interfacing a plus
Experience using data analytics, portfolio accounting, rebalancing, and order routing software (Morningstar Direct, Value Line, Black Diamond, RedBlack)
Advanced proficiency using Microsoft Office 365 and other software platforms
Located in our E. Greenwich (West Warwick) office
Enjoys lunch at Chick-fil-A on Thursdays!

Full-time position with a competitive benefits package. Compensation commensurate with experience.

Please contact myadvisor@capitalwealthllc.com to apply for this position